Hong Kong's Securities And Futures Commission Signs MoU With FINRA To Enhance Supervision And Oversight Of Cross-Border Regulated Entities

The Securities and Futures Commission (SFC) has entered into a memorandum of understanding (MoU) with the Financial Industry Regulatory Authority of the United States (FINRA) concerning mutual assistance in the supervision and oversight of regulated entities that operate on a cross-border basis in Hong Kong and in the United States.