In order to regulate the Shenzhen-Hong Kong Stock Connect business, protect investors’ legitimate rights and interests and prevent operational risk, on the basis of the Joint Announcement of the CSRC and the SFC published on August 16, 2016, and the Certain Provisions on Interconnection between the Mainland and Hong Kong Stock Markets, Shenzhen Stock Exchange drafted the Measures of Shenzhen Stock Exchange for the Implementation of Shenzhen-Hong Kong Stock Connect Program (Exposure Draft) and the Guidelines of Shenzhen Stock Exchange on the Management of Investor Suitability for Hong Kong Connect (Exposure Draft), and now solicits opinions from the public.
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