US Justice Department Reaches Settlement To Resolve Allegations Against HSBC...
The Justice Department announced today that HSBC Finance Corporation, as successor to HSBC Auto Finance Inc., has agreed to pay $434,500 to resolve allegations that it violated the Servicemembers Civil...
View ArticleASIC: Review Of Australian Equity Market cCeanliness
A review by ASIC has found an overall improvement in the measures of cleanliness in the Australian listed equity market over the past decade.read more...
View ArticleUK’s Competition and Markets Authority Paves The Way For Open Banking...
A package of measures being imposed by the CMA will ensure banks work harder for customers and the benefits of new technology are fully exploited.read more...
View ArticleASIC Review Of Handling Of Confidential Information And Conflicts Of Interest...
An ASIC review of risks related to the handling of confidential information and conflicts of interests, particularly in the provision of sell-side research and corporate advisory services, has found...
View ArticleFinancial Services Board (South Africa) And Abu Dhabi Global Market Form New...
The Financial Services Board (the FSB) of the Republic of South Africa and the Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) signed a landmark Memorandum Of...
View ArticleTullett Prebon To Launch Innovative Electronic Trading Platform - Delivering...
Tullett Prebon, one of the world’s leading interdealer brokers, announces that it has entered into a partnership with GMEX Group to develop a best-in-class hybrid voice and electronic trading platform...
View ArticleUK's Financial Conduct Authority: Cenkos Securities Fined For Failure To...
The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business. Cenkos failed to have appropriate systems and controls in...
View ArticleFollowing The Success Of The TA-25 Index Weekly Options Tel Aviv Stock...
The board of directors of the Tel Aviv Stock Exchange (TASE) decided in its meeting on Thursday (August 4, 2016) to launch US Dollar weekly options. Weekly TA-25 Index options were introduced by TASE...
View ArticleBats Europe To Launch New European Equities Large In Scale Negotiation...
Bats Europe, the region’s largest stock exchange operator, and BIDS Trading LP (BIDS), the largest block trading ATS by volume in the U.S., announced today that Bats Europe has agreed to license BIDS...
View ArticleACER Consults Stakeholders On The “Congestion Indicators” For Gas...
ACER launches today a call for Evidence on the “congestion indicators” included in the European Commission Guidelines on Congestion Management Procedures.read more...
View ArticleDerivatives Essentials: An Introduction to Forwards, Futures, Options and Swaps
Derivatives Essentials is an accessible, yet detailed guide to derivative securities. With an emphasis on mechanisms over formulas, this book promotes a greater understanding of the topic in a...
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From Microfinance to Inclusive Finance: Why Local Banking Works
Once praised as a panacea to overcome poverty microfinance has had to face harsh criticism because of painful failures and unfulfilled expectations. Still many people in particular in rural regions do...
View ArticleMIAX Options - New Complex Order Rules Pending SEC Approval
MIAX filed SR_MIAX_2016_26 to adopt new rules to govern the trading of Complex Orders on MIAX. Details regarding the updated Interface Specifications to support Complex Orders can be found in MIAX...
View ArticleSGX Welcomes The World’s First Green Corporate Masala Bond
Singapore Exchange (SGX) today welcomed the listing of the world’s first green corporate Masala bond from NTPC Limited (NTPC), India’s largest energy conglomerate. NTPC raised Rs. 20 billion (USD 300...
View ArticleNigerian Stock Exchange Revises Bond Listing And Trading Fees
The Nigerian Stock Exchange (NSE or “The Exchange”) has announced the revision of the listing and trading fees for securities listed and traded on its Fixed Income Market. The revised fee structure...
View ArticleWho is More Empathetic: Intuitive or Analytical People?
The British Psychological Society's Research Digest features new work by Christine Ma-Kellams of the University of La Verne and Jennifer Lerner of Harvard. They focus on empathy, something that has...
View ArticleSaudi Arabia's Capital Market Authority: An Announcement Of The Issuance Of...
As part of the Capital Market Authority's efforts to develop the capital market in the Kingdom of Saudi Arabia, and based on CMA's strategic objectives to develop the capital market, and to expand the...
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