CFTC Signs MOU With UK Financial Conduct Authority To Enhance Supervision Of...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad and Andrew Bailey, Chief Executive of the Financial Conduct Authority (FCA), signed a Memorandum...
View ArticleOffice Of The Comptroller Of The Currency Issues Suspension Notice To HSBC...
The Office of the Comptroller of the Currency (OCC) today issued a notice of suspension to Mark Johnson, Global Head of Foreign Exchange and Commodities, Americas, HSBC Bank USA, N.A.read more...
View ArticleFederal Reserve Board Takes Action To Bar Two Former Foreign Exchange (FX)...
The Federal Reserve Board on Thursday took action to bar two former foreign exchange (FX) traders of HSBC from employment in the banking industry. Mark Johnson and Stuart Scott, former senior HSBC...
View ArticleCFTC Financial Data For Futures Commission Merchants Update
Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17...
View ArticleOffice Of Financial Research Update BREXIT
The OFR released its latest Financial Markets Monitor today. The monitor says investors’ risk appetites quickly recovered in the third quarter from the initial shock of the United Kingdom's vote to...
View ArticleRemarks By US Treasury Deputy Secretary Raskin At The Cambridge Cyber Summit...
Thank you for having me here today at the inauguration of the Cambridge Cyber Summit. Congratulations to the Aspen Institute, MIT, and CNBC for launching this event and bringing together such a...
View ArticleEBA: Consultation On Guidelines On ICT Risk Assessment Under The SREP...
Related documents:read more...
View ArticleAsia, Europe, And Latin America: Regional Financing Arrangements Hold First...
Today three Regional Financing Arrangements (RFAs) from Asia, Europe, and Latin America organised for the first time a high-level dialogue to discuss potential areas of cooperation to further...
View ArticleSecond Annual “Alberta Women On Boards” Index Reveals Largest...
The University of Calgary’s Haskayne School of Business (Haskayne) and the Alberta Securities Commission (ASC) today announced the results of the second annual Alberta Women on Boards Index.read more...
View ArticleIIROC Encourages Investors To Check Advisor Database Before Making Investment...
The Investment Industry Regulatory Organization of Canada (IIROC) is promoting its free advisor check database, IIROC AdvisorReport, during Investor Education Month to help investors when they are...
View ArticleEfficient Valuation of SCR via a Neural Network Approach. (arXiv:1610.01946v1...
As part of the new regulatory framework of Solvency II, introduced by the European Union, insurance companies are required to monitor their solvency by computing a key risk metric called the Solvency...
View ArticleTrading against disorderly liquidation of a large position under asymmetric...
We consider trading against a hedge fund or large trader that must liquidate a large position in a risky asset if the market price of the asset crosses a certain threshold. Liquidation occurs in a...
View ArticleAdministration Costs in the Management of Research Funds; A Case Study of a...
Research funding agencies routinely use a proportion of their total revenues to support internal administration and marketing costs. The ratio of administration to total costs, referred to as the...
View ArticleMontréal Exchange Market Holiday - Thanksgiving Day
Interest rate derivative trading will cease at 1:30 p.m. today, October 7, 2016. Furthermore, the Exchange's offices and markets will be closed on October 10, 2016 (Thanksgiving Day).
View ArticleSGX To Report 1Q FY2017 Results On 19 October
Singapore Exchange (SGX) is reporting first-quarter results for Financial Year 2017 (FY2017) after the market closes on 19 October 2016.read more...
View ArticleTaiwan Stock Exchange And Korea Exchange Expand Ties With Cross-Listed ETFs
The Taiwan Stock Exchange (TWSE) and the Korea Exchange (KRX) announce the cross listing of ETFs tracking the benchmark indices of both markets. The move further expands the growing links and...
View ArticleNew Member Of SIX Group Executive Board
The Board of Directors of SIX has elected Daniel Schmucki as new Chief Financial Officer (CFO) at SIX and therefore as member of the Group Executive Board. Daniel Schmucki has long-standing and broad...
View ArticleITG Releases September 2016 U.S. Trading Volumes
NEW YORK, Oct. 10, 2016 (GLOBE NEWSWIRE) -- ITG (NYSE:ITG), a leading independent broker and financial technology provider, today announced that September 2016 U.S. trading volume was 2.7 billion...
View ArticleEEX New Participant: Hera Trading S.r.l.
Hera Trading S.r.l. has been admitted to exchange trading for Phelix Futures/Options, Nordic Financial Power Futures/Options, French Financial Power Futures/Options, Italian Financial Power...
View ArticleDeutsche Börse Cash Market: Source GPR Real Estate Europe UCITS ETF...
A new equity index fund from the ETF offering issued by Source has been tradable in the XTF segment on Xetra and Börse Frankfurt since Monday.read more...
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