The Yates Memoâs Impact on D&O Liability
By Britt Eilhardt and Beata Aldridgeread more...
View ArticleIMF Managing Director Christine Lagarde Proposes Reappointment Of Mr. David...
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), announced today her proposal to reappoint Mr. David Lipton as First Deputy Managing Director to a five year term...
View ArticleSecurities Professional Charged With Defrauding Institutional Investors -...
The Securities and Exchange Commission today charged a New York-based securities professional with defrauding two institutions he solicited to invest in a shell company he controlled whose name was...
View ArticleIMF Publishes Work On The State Of The Global Financial Safety Net
The International Monetary Fund (IMF) today published the paper “The Adequacy of the Global Financial Safety Net,” which the IMF’s Executive Board discussed during an informal session as part of the...
View ArticleSaudi Stock Exchange: Converting The Securities Depository Center To A Joint...
Pursuant to the request of the Board of Directors of the Saudi Stock Exchange (Tadawul), the Capital Market Authority has approved the conversion of the Securities Depository Center (the Centre) to a...
View ArticleMAS And ABS To Hold Conference To Drive FinTech Innovation
The Monetary Authority of Singapore (MAS) and the Association of Banks in Singapore (ABS) will be holding a two-day conference to pave the way for financial technology (FinTech) innovation in...
View ArticleTMX Group CEO To Speak At Toronto Region Board Of Trade
Lou Eccleston, Chief Executive Officer, TMX Group will this week provide a luncheon address to the Toronto Region Board of Trade as part of the International Finance Series. Presented by Scotiabank,...
View ArticleBats To Provide Market And Trade Data To Money.Net - Fast-Growing, Financial...
Bats Global Markets (Bats), a leading global operator of exchanges and services for financial markets, today announced that it is now providing real-time stock quote and trade information via the Bats...
View ArticleCFTC Approves A Final Rule Providing An Alternative To Fingerprinting For...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it approved a final rule adding an alternative for foreign natural persons to the requirement to provide fingerprints when...
View ArticleWeekly Top 5 Papers â March 25, 2016
1. Understanding Modern Portfolio Construction by Cullen Roche (Orcam Financial Group)read more...
View ArticleREGIS-TR Enhances Services For Swiss Reporting Requirements
REGIS-TR, the European Trade Repository owned by Clearstream (Deutsche Börse) and Iberclear (BME), has developed services that support its customers in fulfilling their reporting requirements under the...
View ArticleMIAX Options Exchange: Opening And Intra-day Valid And Priority Quote Width...
Please refer to MIAX Regulatory Circular 2016-12 for the current Opening and Intra-day Valid and Priority Quote Width Requirements for Market Makers. Further information on Market Maker requirements...
View ArticleFTC Approves Final Order In Oracle Java Security Case
After a public comment period, the Federal Trade Commission has approved a final order resolving the Commission’s complaint against Oracle alleging that the company deceived consumers about the...
View ArticleFIA Releases SEF Tracker For February 2016
Total trading volume on SEFs averaged $443.5 billion per day during the month of February. Although that was down 8.6% from the previous month, the decrease resulted entirely from a drop in the volume...
View ArticleBats Global Markets To Acquire ETF.com, Broadening Content Offerings For...
Bats Global Markets, the leading exchange operator for the trading of exchange-traded funds (ETFs), and creator of the Bats ETF Marketplace, signed a definitive agreement to acquire ETF.com, a leading...
View ArticleFederal Reserve Engages In Effort To Assess Faster Payments Solutions
The Federal Reserve on Tuesday announced the selection of McKinsey & Company to support Faster Payments Task Force efforts this year to assess faster payments solution proposals from various...
View ArticleSEC: Former TV Commentator Settles Penny Stock Fraud Charges
The Securities and Exchange Commission today announced that a former market analyst and TV news commentator has agreed to settle charges that he and his company fraudulently promoted a penny stock to...
View ArticleSIFMA Asset Management Group Recommends Improvements To The SEC Proposed Rule...
SIFMA’s Asset Management Group (SIFMA AMG) today announced it has submitted a comment letter to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed rule governing registered...
View ArticleSpecial Address of CFTC Commissioner J. Christopher Giancarlo Before the...
Special Address of CFTC Commissioner J. Christopher Giancarlo Before the Depository Trust & Clearing Corporation 2016 Blockchain Symposium Regulators and the Blockchain: First, Do No Harm
View ArticleDTCC And Digital Asset To Develop Distributed Ledger Solution To Drive...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, and Digital Asset Holdings (Digital Asset), a software...
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