Canadian Securities Regulators Seek Comment On Proposals To Enhance The...
The Canadian Securities Administrators (CSA) today published for a 120-day comment period CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and Representatives...
View ArticleBCSC Supports Raising The Standards Of Conduct For Registrants
The British Columbia Securities Commission (BCSC) today announced that it strongly supports taking action to strengthen the client-registrant relationship through a sweeping set of targeted reforms to...
View ArticleTestimony Of ISDA CEO Scott O'Malia Before The US House Of Representatives...
Chairman Scott, Ranking Member Scott and Members of the Subcommittee. Thank you for the opportunity to testify today. read more...
View ArticleCalPERS Hears Report On The Financial Benefits Of Diversity And Inclusion In...
Diverse corporate boards and companies that embrace diversity lead to better financial performance, according to data presented to the California Public Employees' Retirement System's (CalPERS)...
View ArticleNZX Q1 2016 Revenues And Shareholder Metrics
NZX’s Q1 2016 revenue report released today shows total group revenue grew 9.6% compared to Q1 2015, largely driven by NZX’s funds services business, increased trading activity in the capital markets,...
View ArticleNZX: Ralec Litigation Update
The High Court trial in relation to the Ralec proceedings is due to commence next week. Accordingly NZX is providing the following update in relation to this litigation.read more...
View ArticleToronto Stock Exchange Is Requesting Comments On Proposed Rule Amendments -...
Toronto Stock Exchange ("TSX") has published for comment proposed amendments to Part VI of the TSX Company Manual (the "Manual"). The proposed amendments will introduce requirements regarding Dividend...
View ArticleUtility maximization problem with random endowment and transaction costs:...
In this paper we study the utility maximization problem on the terminal wealth with proportional transaction costs and random endowment. Under the assumption of the existence of consistent price...
View ArticleSIX Swiss Exchange Ltd Fines Accu Holding AG
The Sanctions Commission of SIX Swiss Exchange has imposed a CHF 100,000 fine on Accu Holding AG for failing to comply with the rules on the listing of equity securities, disclosing management...
View ArticleLSEG: UnaVista Partners With Kaizen Reporting To Offer Industry Quality...
London Stock Exchange Group announced today that UnaVista, its global regulatory reporting platform, has partnered with leading regulatory reporting testing and compliance firm, Kaizen Reporting. The...
View ArticleHKEX Invites Views On Proposed Revision To Stock Option Position Limit Model
Hong Kong Exchanges and Clearing Limited (HKEX) published a consultation paper today (Friday) on a proposed revision of the stock option position limit (SOPL) model for its derivatives market.read more...
View ArticleThomson Reuters Signs Women In Finance Charter And Shares Commitments To...
Thomson Reuters today signed The Women in Finance Charter, a pledge for gender balance across the UK financial services industry. As the first signatory outside the banking sector, Thomson Reuters has...
View ArticleCHAIN-FINANCE To Assess Potential Blockchain Disruption Of Global Insurance...
CHAIN-FINANCE, a provider of news, research & events on blockchain technologies for global financial services, today announced that its next "Blockchain in Finance" seminar will assess how...
View ArticleQ1 2016: Bonds Quarterly Statistics - The Latest Issue Of The "Bonds...
SIX Swiss Exchange today published the latest edition of its "Bonds Quarterly Statistics[pdf]". Turnover in the CHF bonds segment amounted to CHF 37.2 billion in the first quarter, an increase of 11%...
View ArticleHKEX: Re-Appointment Of Chairman
The Board of Directors (“Board”) of Hong Kong Exchanges and Clearing Limited (“HKEX”) today resolved to re-appoint Mr Chow Chung Kong (“Mr Chow”) as the Chairman of the Board (“Chairman”) for a term to...
View ArticleSGX: Singapore, Hong Kong And India ETFs Grab Spotlight In Month To Date
Asia ex-Japan equity markets have gained 0.3% in the April month-to-date in Singapore dollar terms, with the Hang Seng Index, the Straits Times Index and the MSCI India Index among the region’s...
View ArticleHKEX: Appointments To Committees And Consultative Panel
Following the Government's re-appointment of Chow Chung Kong and Timothy George Freshwater, and shareholders' election of Apurv Bagri as Directors of Hong Kong Exchanges and Clearing Limited (HKEX),...
View ArticleCBOE Holdings Reports Solid First-Quarter Results
First-Quarter 2016 Financial Highlightsread more...
View ArticleMalawi Stock Exchange Weekly Trading Report- 29 April, 2016
Click here to download Malawi Stock Exchange's weekly trading report for the week ending 29 April, 2016.
View ArticleHKEX Report On Initial Public Offering Applications, Delisting And...
Main Boardread more...
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