CFTC Orders New York Resident Nathan Schleifer And Galileo Trading To Pay...
The U.S. Commodity Futures Trading Commission (CFTC) today settled charges againstNathan Schleifer of New York City, and his company, Galileo Trading, LLC (Galileo), for fraudulently soliciting...
View ArticleBroadSoft To Announce Q1 Fiscal Results On May 2, 2016
BroadSoft, Inc. (NASDAQ: BSFT) announced today that it will report financial results for the first quarter 2016 before market open on Monday, May 2, 2016. BroadSoft will hold a conference call on May...
View ArticleOffice Of Financial Research Update: "Is The Current Credit Structure...
The OFR posted remarks today by Director Richard Berner at the 25th Annual Hyman P. Minsky Conference on the State of the U.S. and World Economies on, "Is the Current Credit Structure Conducive to...
View ArticleSimCorp Partners With Nomura Bank (Luxembourg) S.A. And Signs Large...
SimCorp announces that it has signed a large additional license agreement with Nomura Bank (Luxembourg) S.A.read more...
View ArticlePDQ ATS Enhances Risk Surveillance Capabilities With Eventus Platform
Eventus Systems, Inc. (“Eventus”), a software provider focused on providing real-time holistic risk management capabilities to capital markets, has been selected by PDQ ATS, Inc. (“PDQ ATS”), an...
View ArticleUK Economic Secretary On The Future Of Financial Advice - Harriett Baldwin's...
Good morning – I’m very pleased indeed to be here today to discuss one of the most important priorities for the financial services sector: helping people make the right financial decisions at the key...
View ArticleEEX Acquires 100% Of Cleartrade Exchange
The European Energy Exchange (EEX), the leading energy exchange in Europe, part of Deutsche Börse Group, will acquire the remaining shares in the Singapore-based Cleartrade Exchange (CLTX) from Freight...
View ArticleDTCC Elects Three New Members To Its Board Of Directors At Annual...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that three new members have been elected...
View ArticleEuropean Stability Mechanism Issues 8-Year â¬3 Billion Bond
The European Stability Mechanism (ESM) today issued a new 8-year €3 billion benchmark bond with a coupon of 0.125%, maturing on 22 April 2024.read more...
View ArticleCBOE To Start Overnight Dissemination Of CBOE Volatility Index (VIX) April 15...
Chicago Board Options Exchange® (CBOE®) today announced that it plans to start overnight dissemination of the CBOE Volatility Index® (VIX® Index) on April 15. Values for the VIX Index are expected to...
View ArticleShenzhen Stock Exchange Signs MOU With The Hong Kong Institute Of Chartered...
The Hong Kong Institute of Chartered Secretaries (HKICS) and Shenzhen Stock Exchange (SZSE) recently signed a Memorandum of Understanding (MOU) in Shenzhen. Mr. Jin Liyang, Vice President of SZSE and...
View ArticleCEO Of Qatar Stock Exchange Participates In A Discussion Panel At Georgetown...
Mr. Rashid bin Ali Al-Mansoori, CEO of Qatar Stock Exchange, yesterday participated in the discussion panel organized by the Investment Club at Georgetown University in Qatar (GU-Q) to mark the...
View ArticleIrish Stock Exchange Seminar Updates ESM Companies On Changes To EU Market...
The Irish Stock Exchange (ISE) today hosted a seminar updating companies quoted on the Enterprise Securities Market (ESM), on changes to the EU market abuse regime which come into effect on 3 July...
View ArticleStatement At Open Meeting On Adoption Of External Business Conduct Rule For...
I would also like to thank the staff for their hard work in bringing this recommendation to the Commission, including Heather Seidel, Lourdes Gonzalez, Joanne Rutkowski, Cindy Oh, Lindsay Kidwell,...
View ArticleCFTC Chairman Announces Dan Rutherford As Director Of The Office Of Customer...
U.S. Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad announced today that Dan Rutherford has joined the agency as its first Director of the Office of Customer Education and...
View ArticleStatement At Open Meeting On A Concept Release On The Business And Financial...
Good morning. I would like to thank all of the Division leaders and the staff from the Division of Corporation Finance for their hard work on this release and in particular, I’d like to thank Angie...
View ArticleOffice Of The Comptroller of the Currency Assesses $35 Million Penalty...
The Office of the Comptroller of the Currency (OCC) today assessed a $35 million penalty against HSBC Bank USA, N.A., McLean, Virginia, and ordered the bank to identify and make restitution to harmed...
View ArticleOffice Of Financial Research Update: "Systemic Importance Data Shed...
The OFR released a brief today entitled, "Systemic Importance Data Shed Light on Global Banking Risks," and an accompanying blog by Stacey Schreft, OFR Deputy Director for Research and Analysis. The...
View ArticleOffice Of The Comptroller Of The Currency: Donna Murphy Named Deputy...
The Office of the Comptroller of the Currency (OCC) today announced the selection of Donna Murphy to be Deputy Comptroller for Compliance Risk.read more...
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