Statement At An Open Meeting On Regulation S-K Concept Release, SEC Chair...
Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.read more...
View ArticleUS Agencies Announce Determinations And Provide Feedback On Resolution Plans...
The Federal Deposit Insurance Corporation and the Federal Reserve Board on Wednesday jointly announced determinations and provided firm-specific feedback on the 2015 resolution plans of eight...
View ArticleStatement At Open Meeting On Regulation S-K Concept Release, SEC Commissioner...
Thank you, Chair White. I also wish to express my appreciation to the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of the General Counsel, and the many...
View ArticleFinomial Addresses Risks To Hedge Funds From Panama Papers
Finomial Corporation today highlighted the role of the Finomial Investor Services Compliance Platform in protecting hedge funds from the risks highlighted by the Panama Papers leak. While the media...
View ArticleStatement At An Open Meeting On Final Rules Regarding The Application Of...
Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleFinancial Stability Oversight Council To Meet April 18
On Monday, April 18, U.S. Secretary of the Treasury Jacob J. Lew will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The agenda will include...
View ArticleCME Group To Close New York Trading Floor At Year-End - Company To Make Space...
As declining open outcry options volume on CME Group's New York trading floor now represents just 0.3 percent of the company's overall energy and metals trading volumes, CME Group will close its New...
View ArticleSIFMA Statement On FDIC And Fed Bank Resolution Plan Announcement
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the FDIC and Federal Reserve’s announcement on the resolution plans for the largest financial...
View ArticleFive Industry Associations Publish SFTR Information Statement
The Association for Financial Markets in Europe (AFME), FIA, the International Capital Market Association (ICMA), the International Swaps and Derivatives Association, Inc. (ISDA) and the International...
View ArticleCBOE Introduces First In Series Of Indexes Designed To Target Investment...
Chicago Board Options Exchangeâ (CBOEâ) today announced it has created a series of 13 “Buffer Protect Indexes,” the first in a family of options-based strategy performance benchmarks that are designed...
View ArticleStochastic Perron for Stochastic Target Problems. (arXiv:1604.03906v1 [math.OC])
In this paper, we adapt stochastic Perron's method to analyze a stochastic target problem with unbounded controls in a jump diffusion set-up. With this method, we construct a viscosity sub-solution and...
View ArticleLocal Wilcoxon Statistic in Detecting Nonstationarity of Functional Time...
Functional data analysis (FDA) is a part of modern multivariate statistics that analyses data providing information about curves, surfaces or anything else varying over a certain continuum. In...
View ArticleDon't Leave a Vacuum!
What happens when employees experience feelings of fear, uncertainty, and anxiety about the future direction of the organization? What if they are not clear about the plans for the future amidst some...
View ArticleSEC: Research Analyst Is Insider Trading In Motherâs Brokerage Account
The Securities and Exchange Commission today announced insider trading charges against a research analyst who allegedly reaped more than $1.5 million in February through trades he made in his mother’s...
View ArticleISDA Publishes Margin-Rule-Compliant Collateral Document
The International Swaps and Derivatives Association, Inc. (ISDA) has today published the first in a series of documents to help market participants comply with new margining requirements for...
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Exegy Establishes Reg SCI Credentials With Market Leaders
Exegy Inc., a leading provider of managed services and low-latency technology for market data normalization and distribution, has announced today its ability to support financial market participants...
View ArticleMost Important Swiss Payment System Relaunched Successfully
On 14 April 2016 SIX went live with the new Swiss Interbank Clearing (SIC) payment system. After 30 years of operation, the SIC system was completely redeveloped on behalf of the Swiss National Bank...
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